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PostgreSQL索引失效會發(fā)生什么

 更新時(shí)間:2022年09月19日 10:27:19   作者:foucus、  
什么是索引失效?如果where過濾條件設(shè)置不合理,即使索引存在,且where過濾條件中包含索引列,也會導(dǎo)致全表掃描,索引不起作用。什么條件下會導(dǎo)致索引失效呢

前段時(shí)間碰到個(gè)奇怪的索引失效的問題,實(shí)際情況類似下面這樣:

bill=# begin;
BEGIN
bill=*# create index idx_t1 on t1(id);
CREATE INDEX
bill=*# explain select * from t1 where id = 1;
                     QUERY PLAN
----------------------------------------------------
 Seq Scan on t1  (cost=0.00..25.88 rows=6 width=36)
   Filter: (id = 1)
(2 rows)

bill=*# end;
COMMIT
bill=# explain select * from t1 where id = 1;
                             QUERY PLAN
---------------------------------------------------------------------
 Bitmap Heap Scan on t1  (cost=1.50..7.01 rows=6 width=36)
   Recheck Cond: (id = 1)
   ->  Bitmap Index Scan on idx_t1  (cost=0.00..1.50 rows=6 width=0)
         Index Cond: (id = 1)
(4 rows)

很顯然的問題就是,我在事務(wù)中創(chuàng)建了索引,卻沒辦法使用。但是當(dāng)事務(wù)提交了后便可以正常使用了,這是什么情況呢?

這個(gè)其實(shí)和pg_index中indcheckxmin屬性有關(guān),關(guān)于這個(gè)字段的解釋如下:

If true, queries must not use the index until the xmin of this pg_index row is below their TransactionXmin event horizon, because the table may contain broken HOT chains with incompatible rows that they can see

經(jīng)檢查也確實(shí)如此:

bill=*# select indcheckxmin from pg_index where indexrelid = 'idx_t1'::regclass;
 indcheckxmin
--------------
 t
(1 row)

那么問題來了,什么情況下創(chuàng)建索引時(shí)會將索引的該屬性設(shè)置為true呢?

從前面官方文檔對于該字段的解釋,如果表中包含broken HOT chains 則會為true,那什么是broken HOT chains ?似乎和HOT機(jī)制有關(guān)。那是不是只有存在broken HOT chains 才會設(shè)置為true呢?

這里就不賣關(guān)子了,直接給出結(jié)論,然后我們再去一一驗(yàn)證。

經(jīng)測試發(fā)現(xiàn),以下兩種情況會導(dǎo)致索引的indcheckxmin設(shè)置為true:

  • 當(dāng)前事務(wù)中表上存在broken HOT chains,即官方文檔中所說;
  • 當(dāng)old_snapshot_threshold被設(shè)置時(shí)。

場景一:broken HOT chains

這種情況,只要在當(dāng)前事務(wù)中表中存在HOT更新的行時(shí)就會存在。那么什么時(shí)候會進(jìn)行HOT更新呢?兩個(gè)前提:

  • 新的元組和舊元組必須在同一個(gè)page中;
  • 索引字段不能進(jìn)行更新。

既然如此,實(shí)際中常見的兩種情況就是:

  • 對表上最后一個(gè)page進(jìn)行更新;
  • 表設(shè)置了fillfactor,即每個(gè)page上有預(yù)留的空閑空間。

例子:

表中插入10條數(shù)據(jù),自然只有1個(gè)page:

bill=# insert into t1 select generate_series(1,10),md5(random()::text);
INSERT 0 10

進(jìn)行更新:

bill=# update t1 set info = 'bill' where id = 10;
UPDATE 1

查看發(fā)現(xiàn)的確是HOT更新:

關(guān)于t_infomask2字段的解釋這里就不再贅述。

接下來我們創(chuàng)建索引:

可以發(fā)現(xiàn)indcheckxmin被設(shè)置為true,在當(dāng)前事務(wù)中索引不可用。

經(jīng)過驗(yàn)證,在index_build階段,判斷到BrokenHotChain,便將indcheckxmin修改為true。

具體的修改代碼如下:

/*此時(shí)indexInfo->ii_BrokenHotChain已被修改為true */	
if ((indexInfo->ii_BrokenHotChain || EarlyPruningEnabled(heapRelation)) &&
		!isreindex &&
		!indexInfo->ii_Concurrent)
	{
		Oid			indexId = RelationGetRelid(indexRelation);
		Relation	pg_index;
		HeapTuple	indexTuple;
		Form_pg_index indexForm;
		pg_index = table_open(IndexRelationId, RowExclusiveLock);
		indexTuple = SearchSysCacheCopy1(INDEXRELID,
										 ObjectIdGetDatum(indexId));
		if (!HeapTupleIsValid(indexTuple))
			elog(ERROR, "cache lookup failed for index %u", indexId);
		indexForm = (Form_pg_index) GETSTRUCT(indexTuple);
		/* If it's a new index, indcheckxmin shouldn't be set ... */
		Assert(!indexForm->indcheckxmin);
/*將indcheckxmin修改為true */
		indexForm->indcheckxmin = true;
		CatalogTupleUpdate(pg_index, &indexTuple->t_self, indexTuple);
		heap_freetuple(indexTuple);
		table_close(pg_index, RowExclusiveLock);
	}

同樣我們也可以驗(yàn)證得知,的確是因?yàn)閎rokenhotchains導(dǎo)致的indcheckxmin被設(shè)置為true。

場景二:old_snapshot_threshold

先來看例子:

最簡單的場景,完全的一張空表,在事務(wù)中創(chuàng)建索引indcheckxmin就會被設(shè)置為true,果然索引也是不可用。

bill=# drop table t1;
DROP TABLE
bill=# create table t1(id int,info text);
CREATE TABLE
bill=# begin;
BEGIN
bill=*# create index idx_t1 on t1(id);
CREATE INDEX
bill=*# select indcheckxmin from pg_index where indexrelid = 'idx_t1'::regclass;
 indcheckxmin
--------------
 t
(1 row)

bill=*# explain select * from t1 where id = 1;
                     QUERY PLAN
----------------------------------------------------
 Seq Scan on t1  (cost=0.00..25.88 rows=6 width=36)
   Filter: (id = 1)
(2 rows)

那么為什么old_snapshot_threshold會產(chǎn)生這樣的影響呢?

經(jīng)過跟蹤發(fā)現(xiàn),當(dāng)開啟該參數(shù)時(shí),在事務(wù)中創(chuàng)建索引的snapshotdata結(jié)構(gòu)如下:

(SnapshotData) $6 = {
  snapshot_type = SNAPSHOT_MVCC
  xmin = 856
  xmax = 856
  xip = 0x00007fd55c804fc0
  xcnt = 0
  subxip = 0x00007fd55ad5d000
  subxcnt = 0
  suboverflowed = false
  takenDuringRecovery = false
  copied = false
  curcid = 1
  speculativeToken = 0
  vistest = NULL
  active_count = 0
  regd_count = 0
  ph_node = {
    first_child = NULL
    next_sibling = NULL
    prev_or_parent = NULL
  }
  whenTaken = 691752041261069
  lsn = 208079736
}

而禁用該參數(shù)呢?

(SnapshotData) $7 = {
  snapshot_type = SNAPSHOT_MVCC
  xmin = 828
  xmax = 828
  xip = 0x00007fad31704780
  xcnt = 0
  subxip = 0x00007fad3155d000
  subxcnt = 0
  suboverflowed = false
  takenDuringRecovery = false
  copied = false
  curcid = 1
  speculativeToken = 0
  active_count = 0
  regd_count = 0
  ph_node = {
    first_child = NULL
    next_sibling = NULL
    prev_or_parent = NULL
  }
  whenTaken = 0
  lsn = 0
}

可以看到,區(qū)別在于不使用該參數(shù)時(shí),創(chuàng)建snapshotdata不會設(shè)置whenTaken和lsn,那么這兩個(gè)參數(shù)是干嘛的呢?

先來看看snapshotdata的結(jié)構(gòu):

typedef struct SnapshotData
{
    SnapshotType snapshot_type; /* type of snapshot */
    /*
     * The remaining fields are used only for MVCC snapshots, and are normally
     * just zeroes in special snapshots.  (But xmin and xmax are used
     * specially by HeapTupleSatisfiesDirty, and xmin is used specially by
     * HeapTupleSatisfiesNonVacuumable.)
     *
     * An MVCC snapshot can never see the effects of XIDs >= xmax. It can see
     * the effects of all older XIDs except those listed in the snapshot. xmin
     * is stored as an optimization to avoid needing to search the XID arrays
     * for most tuples.
     */
    TransactionId xmin;         /* all XID < xmin are visible to me */
    TransactionId xmax;         /* all XID >= xmax are invisible to me */
    /*
     * For normal MVCC snapshot this contains the all xact IDs that are in
     * progress, unless the snapshot was taken during recovery in which case
     * it's empty. For historic MVCC snapshots, the meaning is inverted, i.e.
     * it contains *committed* transactions between xmin and xmax.
     *
     * note: all ids in xip[] satisfy xmin <= xip[i] < xmax
     */
    TransactionId *xip;
    uint32      xcnt;           /* # of xact ids in xip[] */
    /*
     * For non-historic MVCC snapshots, this contains subxact IDs that are in
     * progress (and other transactions that are in progress if taken during
     * recovery). For historic snapshot it contains *all* xids assigned to the
     * replayed transaction, including the toplevel xid.
     *
     * note: all ids in subxip[] are >= xmin, but we don't bother filtering
     * out any that are >= xmax
     */
    TransactionId *subxip;
    int32       subxcnt;        /* # of xact ids in subxip[] */
    bool        suboverflowed;  /* has the subxip array overflowed? */
    bool        takenDuringRecovery;    /* recovery-shaped snapshot? */
    bool        copied;         /* false if it's a static snapshot */
    CommandId   curcid;         /* in my xact, CID < curcid are visible */
    /*
     * An extra return value for HeapTupleSatisfiesDirty, not used in MVCC
     * snapshots.
     */
    uint32      speculativeToken;
    /*
     * For SNAPSHOT_NON_VACUUMABLE (and hopefully more in the future) this is
     * used to determine whether row could be vacuumed.
     */
    struct GlobalVisState *vistest;
    /*
     * Book-keeping information, used by the snapshot manager
     */
    uint32      active_count;   /* refcount on ActiveSnapshot stack */
    uint32      regd_count;     /* refcount on RegisteredSnapshots */
    pairingheap_node ph_node;   /* link in the RegisteredSnapshots heap */
    TimestampTz whenTaken;      /* timestamp when snapshot was taken */
    XLogRecPtr  lsn;            /* position in the WAL stream when taken */
    /*
     * The transaction completion count at the time GetSnapshotData() built
     * this snapshot. Allows to avoid re-computing static snapshots when no
     * transactions completed since the last GetSnapshotData().
     */
    uint64      snapXactCompletionCount;
} SnapshotData;

如上所示,TimestampTz表示snapshot何時(shí)產(chǎn)生的,為什么啟用old_snapshot_threshold時(shí)會設(shè)置該值呢?

因?yàn)樵撝嫡怯脕砼袛嗫煺帐欠襁^舊的:

/*
 * Implement slower/larger portions of TestForOldSnapshot
 *
 * Smaller/faster portions are put inline, but the entire set of logic is too
 * big for that.
 */
void
TestForOldSnapshot_impl(Snapshot snapshot, Relation relation)
{
        if (RelationAllowsEarlyPruning(relation)
                && (snapshot)->whenTaken < GetOldSnapshotThresholdTimestamp())
                ereport(ERROR,
                                (errcode(ERRCODE_SNAPSHOT_TOO_OLD),
                                 errmsg("snapshot too old")));
}

這樣我們也比較好理解為什么設(shè)置了該參數(shù)時(shí)創(chuàng)建的索引在當(dāng)前事務(wù)中不可用:

因?yàn)槲覀儾辉O(shè)置該參數(shù)時(shí),在事務(wù)中創(chuàng)建索引是可以保證MVCC的一致性,那么索引便是安全可用的。

而使用參數(shù)時(shí),由于TimestampTz被設(shè)置,數(shù)據(jù)庫會對其進(jìn)行判斷該行數(shù)據(jù)是否已經(jīng)過期,如果過期了那便會被清理掉,這樣對于索引來說便是不安全的,沒法保證數(shù)據(jù)的一致性,對于不是hot-safe的索引,自然要將其indcheckxmin設(shè)置為true,防止在事務(wù)中創(chuàng)建索引后數(shù)據(jù)實(shí)際已經(jīng)過期被刪除的情況。

 /*
     * At this moment we are sure that there are no transactions with the
     * table open for write that don't have this new index in their list of
     * indexes.  We have waited out all the existing transactions and any new
     * transaction will have the new index in its list, but the index is still
     * marked as "not-ready-for-inserts".  The index is consulted while
     * deciding HOT-safety though.  This arrangement ensures that no new HOT
     * chains can be created where the new tuple and the old tuple in the
     * chain have different index keys.
     *
     * We now take a new snapshot, and build the index using all tuples that
     * are visible in this snapshot.  We can be sure that any HOT updates to
     * these tuples will be compatible with the index, since any updates made
     * by transactions that didn't know about the index are now committed or
     * rolled back.  Thus, each visible tuple is either the end of its
     * HOT-chain or the extension of the chain is HOT-safe for this index.
     */

總結(jié)

當(dāng)pg_index的indcheckxmin字段被設(shè)置為true時(shí),直到此pg_index行的xmin低于查詢的TransactionXmin視界之前,查詢都不能使用此索引。

而產(chǎn)生這種現(xiàn)象主要有兩種情況:

1. 表上在當(dāng)前事務(wù)中存在broken HOT chains;

2. old_snapshot_threshold被設(shè)置時(shí)。

到此這篇關(guān)于PostgreSQL索引失效會發(fā)生什么的文章就介紹到這了,更多相關(guān)PostgreSQL索引失效內(nèi)容請搜索腳本之家以前的文章或繼續(xù)瀏覽下面的相關(guān)文章希望大家以后多多支持腳本之家!

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